Senior Control Management Specialist
Company: Wells Fargo
Location: Concord
Posted on: January 22, 2023
Job Description:
Why Wells Fargo: This is where your true career begins. We
ranked on the 2022 LinkedIn Top Companies list - and among
financial services companies - as the best workplace "to grow your
career" in the U.S. At Wells Fargo, we support employees' career
aspirations and growth. We're proud of our
employee-welfare-centered business approach and our commitment to
diversity, equity, and inclusion in the workplace. We offer
competitive salaries and one of the richest benefits packages in
the industry. Our Total Rewards program focuses on wellness,
work-life balance and the financial health of our employees. Our
customers invest with us, we invest in you. Apply today. About this
role: At Wells Fargo, we are looking for talented people who will
put our customers at the center of everything we do. We are seeking
candidates who embrace diversity, equity and inclusion in a
workplace where everyone feels valued and inspired. Help us build a
better Wells Fargo. It all begins with outstanding talent. It all
begins with you. The Wells Fargo front line Evidence Based Control
Evaluation (EBCE) team is part of the Control Management Executive
organization. The EBCE team is tasked with evaluating whether
controls are well-designed and operating effectively by assessing
the design and performance effectiveness of a control in mitigating
operational risks. The EBCE process is aligned to the front line
Risk and Control Self-Assessment (RCSA) Program to support a
proactive risk management environment in alignment with Wells
Fargo's Risk Management Framework. EBCEs are performed and results
are documented in templates and systems of record based on
applicable policies, standards, and guidance documentation. The
EBCE process may involve leading, conducting and documenting
walk-throughs of controls with control owners and business aligned
control team members, developing test scripts, and determining the
appropriate data and/or documentation needed for sampling to assess
the design and operating effectiveness of the control(s). We are
looking for a Senior Control Management Specialist to join our
team. The right candidate will be responsible for evaluating
complex controls to ensure proactive self-identification of control
deficiencies, providing insight into emerging risks while operating
in a very dynamic manner, and connecting and building relationships
with key partners. This role requires attention to detail, strong
organizational skills, communication skills and the ability to
collaborate with stakeholders across the business group or
Enterprise. In this role, you will:
- Evaluate complex controls aligned to high/moderate risk
instances across all risk types consistent with the RCSA policy
established by Independent Risk Management and the Front Line RCSA
Procedures.
- Execute evidence based control evaluations (i.e. control
testing) in an effective manner and on schedule.
- Communicate any potential control deficiencies discovered
during the completion of the EBCE to a coordinator.
- Document the EBCE in templates and systems under limited
supervision and in accordance with requirements.
- Identify appropriate data, populations and other documentation
needed to support the execution of the EBCE design and performance
evaluation.
- Develop and execute test scripts needed to evaluate the control
performance aligned with the associated risk types.
- Present recommendations for resolving complex situations and
exercise independent judgment while developing Control Management
functional area expertise
- Build relationships with team and collaborate effectively in a
dynamically changing environment. Required Qualifications, US:
- 4+ years of Risk Management or Control Management experience,
or equivalent demonstrated through one or a combination of the
following: work experience, training, military experience,
education Desired Qualifications:
- Capable of building constructive and effective relationships.
Delivers on commitments. Sense of accountability.
- Adept at executing complex control evaluation test scripts to
assess the design and performance of internal controls.
- Familiar with risk types, methodologies and frameworks for
evaluating or testing controls and assessing results, conducting
research, and identifying control deficiencies.
- Strong listening and communications skills (both written and
oral) with strong interpersonal communications skills with the
ability to convey complex information and ideas, including complex
data sets, both simply and clearly.
- Proficient at executing control evaluation test scripts to
assess the design and performance of internal controls.
- Experience evaluating the adequacy and effectiveness of
policies, procedures, processes, systems and internal controls with
high attention to detail and accuracy.
- Ability to make timely and independent judgment decisions while
working in a fast-paced and results-driven environment.
- Knowledge and understanding of Risk And Control Self-Assessment
(RCSA) processes
- Knowledge and understanding of Shared Risk Platform (SHRP)
- Experience working with Independent Testing and Validation,
Evidence Based Control Evaluation (EBCE) and/or Audits
- Intermediate Microsoft Office (Word, Excel, Outlook, and
PowerPoint) skills. NYC Comp Range- $100,800 -$179,200 Pay Range
$84,000.00 - $149,400.00 Annual Benefits
- Information about Wells Fargo's employee benefits We Value
Diversity At Wells Fargo, we believe in diversity, equity and
inclusion in the workplace; accordingly, we welcome applications
for employment from all qualified candidates, regardless of race,
color, gender, national origin, religion, age, sexual orientation,
gender identity, gender expression, genetic information,
individuals with disabilities, pregnancy, marital status, status as
a protected veteran or any other status protected by applicable
law. Employees support our focus on building strong customer
relationships balanced with a strong risk mitigating and
compliance-driven culture which firmly establishes those
disciplines as critical to the success of our customers and
company. They are accountable for execution of all applicable risk
programs (Credit, Market, Financial Crimes, Operational, Regulatory
Compliance), which includes effectively following and adhering to
applicable Wells Fargo policies and procedures, appropriately
fulfilling risk and compliance obligations, timely and effective
escalation and remediation of issues, and making sound risk
decisions. There is emphasis on proactive monitoring, governance,
risk identification and escalation, as well as making sound risk
decisions commensurate with the business unit's risk appetite and
all risk and compliance program requirements. Candidates applying
to job openings posted in US: All qualified applicants will receive
consideration for employment without regard to race, color,
religion, age, sex, sexual orientation, gender identity, national
origin, disability, or status as a protected veteran.
Keywords: Wells Fargo, Concord , Senior Control Management Specialist, Executive , Concord, California
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